Secretarial
Compliance Audit
and Certification
Services

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AND CERTIFICATION SERVICES

We conduct a detailed secretarial audit of various books and records of the company. These audits ensure compliance with various legislations including the Companies Act and other corporate and economic laws applicable to the company. We take utmost care to prepare and issue the secretarial audit report.

The benefits are:

  • Protection of stakeholders’ interest.
  • Avoidance of unwarranted legal actions by the law enforcing agencies.
  • Strengthening the goodwill of the company.
  • Restoring investor confidence in the company.

We:

  • Build risk appetite framework.
  • Identify and prioritise controls.
  • Assess gaps in corporate governance and report non-compliance to the company and advise corrective actions.
  • Support external due diligence.
  • Examine and report to regulators on compliance under the Companies Act, the Securities Contracts Regulation Act, the Depositories Act, the Foreign Exchange Management Act, the Securities and Exchange Board of India Act, labour laws and secretarial standards issued by the Institute of Company Secretaries of India.
  • Organise an internal audit of stockbrokers, trading members, and clearing members.